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In the world of construction and development, the completion of a project is a significant milestone. It signifies not just the end of physical labor, but also the beginning of a new phase where the constructed facility can begin to serve its intended purpose. The NJEDA AA Form 3, officially known as the New Jersey Economic Development Authority Affirmative Action Completion Certificate, plays a crucial role in this transition. Revised in 2010, this document serves as a formal declaration that a given project, located within the state of New Jersey, has reached substantial completion. Noteworthy, it confirms that all workers have been compensated at or above the prevailing wage rate, except where specific exemptions apply, ensuring fair treatment of the labor force involved in the project. Moreover, it underscores the commitment of contractors and project owners to achieving workforce diversity goals, reflecting efforts towards inclusive participation of minorities and women in construction activities. Required by subcontractors, construction managers, general contractors, project owners/applicants, and landlords (if relevant), this certificate is forwarded to the NJ Economic Development Authority in Newark for processing and verification. The preparation and submission of the NJEDA AA Form 3 are testament to the project's adherence to affirmative action policies, a declaration of complete construction, and a reflection of ethical labor practices. This form is a crucial step in compliance and regulatory procedures, ensuring that projects not only meet structural standards but also align with broader social and economic objectives.

Sample - Njeda Aa 3 Form

NJEDA AA Form 3

NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY

Revised 2010 DEC

 

AFFIRMATIVE ACTION COMPLETION CERTIFICATE

 

COUNTY THAT PROJECT IS LOCATED IN

 

NJEDA PROJECT NUMBER

 

 

 

 

 

NJEDA PROJECT OWNER/APPLICANT COMPANY NAME

PROJECT LOCATION (include Street, City and Zip Code)

Completion Certificate to be completed by Subcontractor, Construction Manager and/or General Contractor, Project Owner/Applicant and

Landlord (if applicable) and forwarded to:

NJ Economic Development Authority

 

 

 

 

Gateway One - Suite 900

 

 

 

 

Newark, NJ 07102

 

 

 

 

OR faxed to (609) 278-4772 OR email to: affirmativeaction@njeda.com

 

I/We, the undersigned ,

Subcontractor

Construction Manager

General Contractor

Landlord

certify to the New Jersey Economic Development Authority and the Project Owner/Applicant as follows:

 

1.Construction of the above project is substantially complete.

2.All workers employed in construction of the Project have been paid at a rate not less than the Prevailing Wage rate unless specifically exempted by N.J.A.C. 19:30-3.4. In making this certification I have relied on payroll records submitted by subcontractors and lower-tier contractors.

3.We have made good faith efforts to achieve minority and women workforce participation goals and submitted all reports and certificates required by the Authority,

SUBCONTRACTOR

CONSTRUCTION MANAGER OR GENERAL

CONTRACTOR

DATE

DATE

Signature of Authorized Representative for Subcontractor

Print Name and Title

Print OR Type Company Name of Subcontractor

Street Address OR PO Box of Subcontractor

City, State and Zip Code of Subcontractor

Signature of Authorized Representative for (check one)

Construction Manager

General Contractor

Print Name and Title

Print OR Type Company Name of (check one)

Street Address OR PO Box of (check one)

City, State and Zip Code of (check one)

5 NJEDA AA Form 3 Completion Certificate (2011 JAN) 2 pages

C

NJEDA AA FORM 3

NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY page 2 of 2

 

AFFIRMATIVE ACTION COMPLETION CERTIFICATE

I/We, the undersigned authorized representative of the Project Owner/Applicant, certify as follows:

1.) I/We have reviewed the attached Completion Certificate of the Contractor and construction is substantially complete.

2.) I/We have no knowledge or information which would cause me/us to believe that any facts, information or representations made herein are false or misleading.

OWNER

DATE

Signature of Authorized Representative for Project Owner/Applicant

Print Name and Title

Print OR Type Project Owner/Applicant Name

Street Address OR PO Box of Project Owner/Applicant

City, State and Zip Code of Project Owner/Applicant

I/We, the undersigned authorized representative of the Landlord of the Recipient of Authority Financial Assistance, certify as follows: 1.) I/We have reviewed the attached Completion Certificate of the Contractor and construction is substantially complete.

2.) I/We have no knowledge or information which would cause me/us to believe that any facts, information or representations made herein are false or misleading.

LANDLORD OF RECIPIENT

DATE

Signature of Authorized Representative for Project Owner/Grant Recipient's Landlord

Print Name and Title of Landlord's Signatory Above

Print Project Owner/Grant Recipient's Landlord Co. or Firm Name

Street Address OR PO Box of Project Owner/Grant Recipient's Landlord Co. or Firm Name

City, State and Zip Code of Project Owner/Grant Recipient's Landlord Co. or Firm Name

DO NOT WRITE BELOW THIS LINE - FOR NJEDA USE ONLY

DATE INFO RECEIVED

REQUEST OUTSTANDING

RELEASE AUTHORIZED

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AA Cer

CPR

AA201

AA202

AA Cer

CPR

AA201

AA202

Signature

Date

Good Faith Documentation

Good Faith Documentation

Please Note: Outstanding information requested on

 

has not been received

5 NJEDA AA Form 3 Completion Certificate (2011 JAN) 2 pages

Document Specifications

Name Fact
Form Title NJEDA AA Form 3 Affirmative Action Completion Certificate
Revision Date Revised 2010 December
Page Count 2 pages
Main Purpose Completion Certificate for construction projects to certify adherence to prevailing wage rates and minority and women workforce participation goals.
Governing Law N.J.A.C. 19:30-3.4 concerning prevailing wage rate
Submission Addresses NJ Economic Development Authority, Gateway One - Suite 900, Newark, NJ 07102, fax (609) 278-4772, or email affirmativeaction@njeda.com
Signatory Parties Subcontractor, Construction Manager, General Contractor, Project Owner/Applicant, Landlord (if applicable)
Key Certification Points Construction completion, adherence to prevailing wage, effort towards minority and women workforce participation, submission of required reports and certificates.
Required Information for Completion Project details (location, NJEDA Project Number), company details for all parties, authorized signatures, review and acknowledgment from Project Owner/Applicant and Landlord (if applicable).

Detailed Steps for Using Njeda Aa 3

Before submitting the NJEDA AA 3 form, it's important to gather all necessary details and documents related to the construction project. This form is a critical step in the affirmation action completion certification process, aimed at ensuring compliance with prevailing wage rates and minority and women workforce participation goals. Once completed, the form should be promptly sent to the New Jersey Economic Development Authority through one of the provided means. The following steps will guide you through the process of completing the NJEDA AA 3 form accurately.

  1. Start by filling in the county where the project is located, the NJEDA project number, and the name of the project owner/applicant company.
  2. Enter the complete project location, including street, city, and zip code.
  3. If applicable, identify your role in the project by checking the appropriate box: Subcontractor, Construction Manager, General Contractor, or Landlord.
  4. Certify that the construction project is substantially complete by signing the certification statement provided.
  5. Confirm that all workers employed in the construction of the project have been paid at least the prevailing wage rate, unless exempted, based on payroll records submitted by subcontractors and lower-tier contractors.
  6. Document efforts made to achieve minority and women workforce participation goals and confirm submission of all reports and certificates required by the NJEDA.
  7. Complete the signature section for Subcontractor, Construction Manager, or General Contractor. This includes signature, print name and title, company name, and street address or PO Box, along with city, state, and zip code.
  8. The Project Owner/Applicant and Landlord (if applicable) should also certify the completion of construction, review the completion certificate, and sign their sections accordingly, including all the details similar to step 7.
  9. Ensure that all parts of the form have been filled out correctly and completely before submitting. Double-check information for accuracy to prevent delays in processing.
  10. Submit the completed NJEDA AA Form 3 to the NJ Economic Development Authority. You can do this by mailing it to the address provided, faxing it, or emailing it to the specified contacts.

After the form is submitted, it will be reviewed by NJEDA officials. You may be contacted for additional information or clarification if needed. It is crucial to respond promptly to any requests from the NJEDA to avoid unnecessary delays in your project. Remember, timely and accurate submission of the NJEDA AA 3 form is essential for compliance with New Jersey's affirmative action requirements.

Learn More on Njeda Aa 3

What is the NJEDA AA Form 3?

The NJEDA AA Form 3, also known as the Affirmative Action Completion Certificate, is a document used by the New Jersey Economic Development Authority (NJEDA). It certifies that construction projects within the state have met certain criteria. These criteria include the project's substantial completion, adherence to Prevailing Wage rates for all workers unless exemptions apply, and efforts towards achieving minority and women workforce participation goals. The form must be completed by subcontractors, construction managers, general contractors, project owners/applicants, and landlords if applicable. Once completed, it should be forwarded to the NJEDA via mail, fax, or email.

Who needs to complete the NJEDA AA Form 3?

The following parties are required to complete and sign the NJEDA AA Form 3:

  • Subcontractors involved in the construction project
  • Construction Managers overseeing the project
  • General Contractors working on the project
  • Project Owners/Applicants of the project
  • Landlords, if the project is receiving financial assistance from the Authority

How do I submit the NJEDA AA Form 3?

Once completed and signed by the relevant parties, the NJEDA AA Form 3 can be submitted in one of three ways:

  1. Mail: Sent to NJ Economic Development Authority, Gateway One - Suite 900, Newark, NJ 07102
  2. Fax: Sent to (609) 278-4772
  3. Email: Forwarded to affirmativeaction@njeda.com

What information is required on the NJEDA AA Form 3?

The form requires comprehensive project and participant information, including:

  • The county where the project is located
  • The NJEDA project number
  • Name of the project owner/applicant company
  • Project location, including street, city, and ZIP code
  • Completion certification by the subcontractor, construction manager, and/or general contractor
  • Payment verification of Prevailing Wage rates
  • Efforts towards minority and women workforce participation
  • Signatures, names, titles, and contact information of authorized representatives

What is the significance of the NJEDA AA Form 3?

Completing and submitting the NJEDA AA Form 3 is critical for compliance with New Jersey's affirmative action and labor laws. It serves as official documentation that a construction project has not only reached substantial completion but has also complied with requirements regarding Prevailing Wage rates and minority and women workforce participation goals. Submission of this form is a necessary step in ensuring accountability and fairness in construction practices within the state. This process supports the broader objectives of promoting equal opportunity and economic development within New Jersey.

Common mistakes

When filling out the NJEDA AA Form 3, a critical document for affirming completion of projects and adherence to Affirmative Action within New Jersey, individuals often encounter pitfalls that can affect the success and compliance of their project submissions. Here are six common mistakes to avoid:

  1. Not providing complete project information: The form requires details such as the project's location, including street, city, and zip code, and the NJEDA project number. Leaving any of these fields incomplete can delay processing.
  2. Inaccurate completion status: Certifying that construction is substantially complete when it is not can lead to discrepancies and potential legal issues. It's important to ensure that all aspects of the project meet the substantial completion criteria before making such a declaration.
  3. Failure to verify Prevailing Wage compliance: The form asserts that all workers have been paid at least the Prevailing Wage rate unless exempted. Without verifying the accuracy of payroll records from subcontractors and lower-tier contractors, this certification might be falsely made, risking compliance issues.
  4. Omitting good faith efforts for minority and women workforce participation: The form necessitates a declaration of efforts made to achieve minority and women workforce participation goals. Neglecting to document these efforts, or failing to submit required reports and certificates, can reflect non-compliance with Affirmative Action policies.
  5. Signing without authority: Only authorized representatives for subcontractors, construction managers, general contractors, landlords, and project owners/applicants are permitted to sign. Signatures by individuals without the proper authority can invalidate the form.
  6. Overlooking contact information accuracy: The form requires thorough contact information for each signing party, including street address or PO Box, city, state, and zip code. Inaccurate or incomplete contact information can hinder communication and follow-up.

By attending to these details, parties involved can ensure smoother processing of their NJEDA AA Form 3 and adherence to New Jersey's Affirmative Action requirements.

Documents used along the form

The process of ensuring compliance with affirmative action requirements in New Jersey, particularly for projects under the purview of the New Jersey Economic Development Authority (NJEDA), involves various forms and documents beyond the NJEDA AA Form 3. Each form or document plays a critical role in certifying that a project aligns with state mandates on diversity, labor equity, and economic development. Below is a concise explanation of six additional documents often utilized alongside the NJEDA AA Form 3, shedding light on their distinct functions.

  • NJEDA Project Application: This form initiates the process, where a company or individual applies for funding or support from the NJEDA for a new project. It details the applicant's information, project description, and financial needs.
  • Prevailing Wage Rate Certification: This certification ensures that all workers on the project are paid at least the prevailing wage rate, as determined by the New Jersey Department of Labor and Workforce Development. It is a crucial component for compliance, especially in construction projects.
  • Minority and Women Business Enterprise (MWBE) Utilization Plan: A document outlining how the project will meet specific participation goals for minority and women-owned businesses. It includes targets for procurement and subcontracting, demonstrating an effort to foster diversity in project execution.
  • Labor and Workforce Development Agreement: An agreement detailing commitments to training, hiring, and workforce development practices that benefit the local community, including the engagement of underrepresented groups in the workforce.
  • Compliance Reporting Forms: Regularly submitted reports that track progress towards meeting affirmative action goals, utilizing predefined metrics and milestones. These forms are critical for ongoing assessment and adjustments throughout the project lifecycle.
  • Final Project Report: A comprehensive overview submitted upon project completion, including a detailed accounting of how affirmative action objectives were met. This report often includes a qualitative assessment of the impact on minority and women workforce participation and MWBE utilization.

In navigating the landscape of economic development and affirmative action compliance in New Jersey, these forms and documents collectively ensure that projects not only meet legal and ethical standards but also contribute positively to community development and diversity. The intertwined nature of these materials emphasizes a commitment to equitable practices throughout the project's duration, from inception to completion.

Similar forms

The NJEDA AA Form 3 is closely related to the Contractor’s Qualification Statement, a document used to evaluate potential contractors' qualifications for a project. Both serve as certifications; while the NJEDA AA Form 3 focuses on affirming completion and adherence to wage and affirmative action standards, the Contractor's Qualification Statement assesses a contractor's capability, financial stability, and experience. Each document plays a crucial role in ensuring that projects are carried out by competent, compliant teams.

Another document similar to the NJEDA AA Form 3 is the Certificate of Insurance. This certificate is a testament to the fact that a construction project has the necessary insurance coverages in place, much like the NJEDA AA Form 3 certifies completion and compliance with labor regulations. Both documents are fundamental in managing risk and ensuring that all involved parties are protected against unforeseen circumstances, thereby promoting trust and credibility in the project's management.

The Performance Bond is a financial guarantee that the contracted party will fulfill their obligations. In essence, it's like the NJEDA AA Form 3’s promise of project completion and compliance but focuses on financial security for the project owner. Both documents are mechanisms that provide assurance and build confidence in the financial and ethical management of construction projects.

Worker’s Compensation Affidavit is another document akin to the NJEDA AA Form 3, confirming that a contractor has appropriate workers' compensation in place for all employees involved in a project. While this affidavit specifically concerns insurance for workers, the NJEDA AA Form 3 encompasses a broader range of certifications including project completion, prevailing wage payment, and efforts towards minority and women workforce inclusion. Both forms are vital in safeguarding workers' rights and ensuring fair labor practices.

The Prevailing Wage Certification, much like the NJEDA AA Form 3, is dedicated to affirming that all workers are paid at least the prevailing wage rates applicable to a project. While the NJEDA AA Form 3 covers this aspect as part of a wider range of certifications, the Prevailing Wage Certification zeroes in specifically on the aspect of fair compensation, reinforcing the importance of adhering to wage laws.

The Subcontractor Approval Form, utilized to obtain formal consent for subcontractor participation in projects, parallels the NJEDA AA Form 3’s function of enumerating key project members like subcontractors and general contractors. Both documents are crucial for project management, ensuring transparency and oversight over who is involved in a project and confirming their credentials and compliance.

The Minority and Women Owned Business Enterprise (MWBE) Participation Form serves to document efforts to engage minority and women-owned businesses in a project. It aligns with the NJEDA AA Form 3’s emphasis on minority and woman workforce participation goals, demonstrating a project's commitment to diversity and inclusion in its workforce and subcontractor selection.

The Project Completion Certificate, while broadly outlining the completion status of a project, shares similarities with the NJEDA AA Form 3 which also certifies the substantial completion of construction projects. Both documents mark critical milestones, highlighting the transition of projects from active construction to completion, ensuring that all terms and conditions have been met.

Financial Statements of the contractor or project owner provide insights into the financial health and capabilities of the entities involved in a project. These documents complement the information in the NJEDA AA Form 3 by offering a backdrop of financial stability which supports the declarations made in the form, such as the ability to pay prevailing wages and achieve completion milestones.

Labor and Material Payment Bond ensures that subcontractors and suppliers are paid for their contributions, aligning with the NJEDA AA Form 3’s assurance that workers are paid at least the prevailing wage rates. Both documents advocate for the rights and compensation of those contributing to a project, ensuring they are fairly compensated for their labor and materials.

Dos and Don'ts

When filling out the NJEDA AA Form 3, navigating the details carefully ensures accurate submission. Here is a list of dos and don'ts to guide you through the process:

  • Do double-check that the project location information is complete, including street, city, and ZIP code.
  • Do ensure all workers involved in the construction project have been paid at least the Prevailing Wage rate, unless exempted.
  • Do document and prepare to submit all efforts made towards achieving minority and women workforce participation goals.
  • Do make sure that the signature of the authorized representative is on the form, along with the print name, title, and the correct date.
  • Don't overlook any section of the form; incomplete forms may result in processing delays or rejections.
  • Don't provide misleading or false information. Doing so can have serious consequences including penalties and jeopardizing future project approvals.
  • Don't forget to review the attached Completion Certificate of the Contractor to ensure construction is substantially complete before signing.
  • Don't hesitate to contact the NJEDA directly if you have questions or require assistance with the form. This can be done via email at affirmativeaction@njeda.com or by calling their office.

Following these guidelines can help streamline the completion and submission process, ensuring compliance with NJEDA requirements.

Misconceptions

Understanding the NJEDA AA Form 3 can be complicated, and there are several common misconceptions that need clarification to ensure compliance and proper completion of the form. Here is a breakdown of these misconceptions to help guide you through the process.

  • Misconception #1: The form is only for large companies.

    This is incorrect. All subcontractors, construction managers, general contractors, project owners/applicants, and landlords involved in a project that requires New Jersey Economic Development Authority (NJEDA) involvement must complete the AA Form 3, regardless of the size of their business.

  • Misconception #2: It's only relevant at the beginning of a project.

    Actually, the AA Form 3 is a completion certificate. It's submitted towards the end of a project to certify that the construction is substantially complete and that all other compliance requirements have been met, including payment of prevailing wage rates and efforts towards minority and women workforce participation.

  • Misconception #3: Submission is optional.

    Submission of the AA Form 3 is mandatory for projects under the NJEDA's purview. Failure to submit can result in non-compliance with the authority's requirements, leading to potential penalties or delays in the project's completion.

  • Misconception #4: Electronic submission is not allowed.

    Contrary to what some may believe, the form can be submitted electronically via email to affirmativeaction@njeda.com, which is especially useful for ensuring timely compliance and reducing paperwork.

  • Misconception #5: Payroll records do not need to be considered.

    This misconception is dangerous. Certifiers must rely on payroll records submitted by subcontractors and lower-tier contractors to ensure that all workers have been paid at least the prevailing wage rate, as required by law.

  • Misconception #6: Minority and women workforce participation goals are optional.

    The form certifies that good faith efforts have been made to achieve minority and women workforce participation goals. This is not optional but a critical component of compliance with NJEDA's affirmative action requirements.

  • Misconception #7: Any project representative can sign the form.

    In reality, only authorized representatives of the subcontractor, construction manager or general contractor, project owner/applicant, and landlord (if applicable) can sign the form. This ensures accountability and the accuracy of the information provided.

  • Misconception #8: The form is the same as the Affirmative Action Plan.

    The AA Form 3 is a completion certificate, not an affirmative action plan. It's part of the documentation required to demonstrate compliance with affirmative action requirements but does not replace the broader responsibilities to develop and implement an affirmative action plan.

  • Misconception #9: Once submitted, no further action is required.

    Submission of the form is a significant step towards compliance, but it does not necessarily mean that no further action is required. The NJEDA may request additional documentation or clarification, which must be provided to ensure full compliance with the project's affirmative action requirements.

It's vital for everyone involved in NJEDA-related projects to understand these aspects of the AA Form 3 to ensure smooth project completion and compliance with New Jersey's affirmative action policies.

Key takeaways

Filling out and using the NJEDA AA Form 3 requires careful attention to detail and an understanding of the requirements. Here are nine key takeaways to guide you through the process:

  • Complete Information Accurately: Every section of the NJEDA AA Form 3 needs to be filled out with accurate information regarding the project, including the county it's located in, the NJEDA project number, and the details of the project owner/applicant company.
  • Signatures Are Mandatory: The form requires signatures from all relevant parties, including the subcontractor, construction manager, general contractor, project owner/applicant, and landlord (if applicable). These signatures certify the accuracy of the information provided.
  • Payroll Compliance: It's critical to certify that all workers involved in the construction of the project were paid at least the prevailing wage rate, in compliance with N.J.A.C. 19:30-3.4, unless specific exemptions apply.
  • Minority and Women Workforce Participation: Efforts must be made to meet minority and women workforce participation goals, and all related reports and certificates need to be submitted as required by the Authority.
  • Substantial Completion: The form is used to certify that the construction of the project is substantially complete, a crucial step for closing out project documentation and moving forward.
  • Verification of Claims: By signing the form, the project owner/applicant and landlord certify that they have reviewed the completion certificate of the contractor and have no reason to believe any information provided is false or misleading.
  • Submission Process: The completed form can be submitted to the New Jersey Economic Development Authority (NJEDA) via mail, fax, or email. This flexibility ensures that the form can be submitted in the most convenient manner available.
  • Consultation May Be Necessary: Given the legal and regulatory implications of the certifications made on this form, consulting with legal counsel or a compliance specialist before submission is advisable to avoid unintentional misstatements or errors.
  • Keep Copies for Records: Always keep a copy of the completed form for your records. This is important for future reference or in case any questions arise regarding the project's compliance with affirmative action requirements or wage regulations.

Understanding these key takeaways will help ensure that the NJEDA AA Form 3 is filled out correctly and in full compliance with all relevant requirements, facilitating a smoother project close-out process.

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